Jul 14, 2014 — The SEC announced Monday that auditing giant Ernst & Young will pay $4 million to settle charges a subsidiary lobbied Congress inappropriately. The firm neither admitted nor denied the charges.
May 29, 2013 — The social media giant's debut on Wall Street one year ago ran into problems. Trades were delayed and some investors lost money. The Securities and Exchange Commission blames NASDAQ's "poor systems and decision-making."
Mar 15, 2013 — Two hedge funds affiliated with SAC Capital Advisors have agreed to the settlements. They did not admit any wrongdoing.
Nov 26, 2012 — Securities and Exchange Commission Chairman Mary Schapiro will step down on Dec. 14. President Obama has designated SEC Commissioner Elisse Walter to be her successor.
Jun 16, 2010 — SEC charges fraud by one-time mortgage mogul.
Apr 20, 2010 — We dive into the SEC's lawsuit against Goldman Sachs, and Goldman's emphatic arguments in its defense. And we continue our long quest to unite financial reporting with Broadway theater.
Dec 16, 2009 — Almost three years since banks starting taking losses that led to the worst financial crisis since the Great Depression, the Securities and Exchange Commission is still asking basic questions about what happened.