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<title>NCPR Topical RSS: securities</title>
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<description>Latest North Country Public Radio regional news by topic. Topic=securities.</description>
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<copyright>&#x2117; &amp; &#xA9; 2013, North Country Public Radio</copyright>
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<itunes:author>North Country Public Radio Newsroom</itunes:author>
<itunes:summary>NCPR provides locally-produced news stories from around the Adirondack and North Country regions of New York State, as well as Western Vermont, and Ontario and Quebec in Canada.</itunes:summary>
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<description>NCPR provides locally-produced news stories from around the Adirondack and North Country regions of New York State, as well as Western Vermont, and Ontario and Quebec in Canada.</description>
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<title>Local broker barred for fraud</title>
<link>http://www.northcountrypublicradio.org/news/story/20918/20121119/local-broker-barred-for-fraud</link>
<description><![CDATA[ (Nov 19, 2012) An investment banker and securities broker from Saranac Lake has been barred from the securities industry for defrauding his customers out of hundreds of thousands of dollars.Mark J. Gillis and the financial management firm he co-owns, Hudson Valley Capital Management, have been expelled for using customer funds to cover losses caused by his improper day trading.That&apos;s according to an investigation by the Financial Industry Regulatory Authority, the independent corporation that regulates the securities industry in the U.S. [<strong><a href="http://www.northcountrypublicradio.org/news/story/20918/20121119/local-broker-barred-for-fraud">full story</a></strong>]]]></description>
<pubDate>Mon, 19 Nov 2012 00:00:00 -0500</pubDate>
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<itunes:author>NCPR: Chris Knight</itunes:author>
<itunes:summary><![CDATA[An investment banker and securities broker from Saranac Lake has been barred from the securities industry for defrauding his customers out of hundreds of thousands of dollars.Mark J. Gillis and the financial management firm he co-owns, Hudson Valley Capital Management, have been expelled for using customer funds to cover losses caused by his improper day trading.That&apos;s according to an investigation by the Financial Industry Regulatory Authority, the independent corporation that regulates the securities industry in the U.S. [<strong><a href="http://www.northcountrypublicradio.org/news/story/20918/20121119/local-broker-barred-for-fraud">full story</a></strong>]]]></itunes:summary>
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<itunes:duration>02:37</itunes:duration>
<itunes:keywords>economy, criminal justice, adirondacks, crime, securities, [loc:44.3294960 -74.1312662], topstory</itunes:keywords>
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